About Our Firm
Independent Innovative Integrity
Independence – being an independent firm enables us to act in the best interest of our clients as truly objective advisors, without the constraints or conflicting pressures from underwritings or affiliated products present in major firms. We can act quickly and decisively without bureaucracy, which means no mass-produced or formula-based recommendations. We focus on our strengths and our client’s investment objectives, serving each individual in a personal manor.
Innovation – We have the technology and ability to take an investment concept and transfer it into an investment vehicle that truly works for our clients. Our associates are equipped with the latest technology and systems in order to provide you with a greatly expanded venue of services, research, and account reporting.
Integrity – Our professionals have over 270 years of experience from firms such as J.P. Morgan , Robinson Humphrey, Bear Stearns, Alex Brown, Kidder Peabody, Interstate Johnson Lane, and Equitable Securities to name a few. Our professionals observed firsthand the effects consolidation, deregulation, and underwriting activities created on the investment industry and the private investor. We wanted something better for our clients. We created a full service investment firm in an environment which fosters a firm foundation of trust.
- Financial Industry Regulatory Authority (FINRA)
- Securities Investor Protection Corporation (SIPC)
- Municipal Securities Rulemaking Board (MSRB)
- Securities Industry Association (SIA)
- Georgia Securities Association (GSA)
- International Association for Financial Planning (IAFP)
- Atlanta Society of Financial Analysts (ASFA)
- Registered investment Advisor (RIA)
- Southeastern Hedge Fund Association
As part of our commitment to providing quality service to our clients, we have formed a strategic business alliance with one of the nation’s leading clearing firms – First Clearing LLC., an affiliate of Wachovia Securities, Inc. Through this relationship we offer a broad array of unparalleled products, financial services, the latest technology, and full operations support.
Information contained herein has been derived from sources believed to be reliable but is not guaranteed as to the accuracy and does not purport to be a complete analysis of the security, company, or industry involved. Reports are not to be construed as an offer to sell or solicitation of an offer to buy any security. Register Financial Associates, Inc., its principals, directors, and other employees may hold or take long or short positions in the securities we follow. The information and statistics in our reports have been obtained from sources we believe to be reliable but are not guaranteed by us to be accurate or complete. Investors may be prohibited in certain states from purchasing some over-the-counter securities mentioned herein. Any and all earnings, projections, estimates, and opinions assume certain market conditions and industry developments that can change rapidly . Opinions expressed are subject to change without notice.